RegEd
Trusted by over 80% of top financial services firms, this compliance management platform streamlines agent and advisor onboarding while ensuring adherence to FINRA, SEC,... Trusted by over 80% of top financial services firms, this compliance management platform streamlines agent and advisor onboarding while ensuring adherence to FINRA, SEC, and state DOI regulations. With features like Advertising Review and Branch Audits, it efficiently navigates compliance challenges, providing over one million CE courses annually for continuous education.
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Company Information
- Company: RegEd
- Country: United States
