RegEd
Trusted by over 80% of top financial services firms, this compliance management platform streamlines agent and advisor onboarding while ensuring adherence to FINRA, SEC, and state DOI regulations. With features like Advertising Review and Branch Audits, it efficiently navigates compliance challenges, providing over one million CE courses annually for continuous education.
Top RegEd Alternatives
Honeywell Forge Visitor Management
Elevating visitor management, this app streamlines check-ins with an intuitive iPad interface and mobile app, ensuring a seamless experience.
Toppan Merrill Connect
Toppan Merrill Connect is an advanced compliance software designed for seamless management of EDGAR and iXBRL submissions.
Theta Lake Compliance Suite
The Theta Lake Compliance Suite enhances productivity and compliance by integrating seamlessly with existing eComms archives and voice recording systems.
Ascent
Unlocking AI-driven automation, this platform transforms regulatory compliance by delivering real-time, targeted global content and productivity tools.
Compliance Manager
The Compliance Manager simplifies IT risk management by automating data collection and vulnerability assessments across networks.
Orchid eBound
Orchid eBound™ redefines FFL compliance with its unique A&D Bound Book software, backed by legal expertise from Orchid Law™.
TotalCompliance
It enables organizations to identify vulnerabilities, streamline audits, and automate workflows across various departments...
FaceUp Whistleblowing System
Offering features like anonymous reporting, multilingual support, and an AI assistant, it empowers users to...
Policy & Procedure Management
It simplifies policy creation, approval, and publication, ensuring stakeholders are notified in real-time...
Alacra Compliance Enterprise
Integrated within the NICE Actimize ecosystem, it empowers organizations to navigate complex regulations efficiently, ensuring...
Thoropass
It streamlines compliance with real-time monitoring, AI-driven solutions, and seamless tool integration...
Certemy Employee Compliance Management
By leveraging primary source verification, organizations gain full visibility into credentials, reduce administrative burdens, and...
DocMagic
It offers seamless eClosings, electronic signing, and notarization, while providing collaboration tools for borrowers, lenders...
NNT Change Tracker Enterprise
It enhances security and compliance by providing real-time visibility into system modifications, ensuring organizations can...
Solumina SQM
By facilitating centralized communication and proactive collaboration, it enhances product quality and reduces inspection frequency...
Top RegEd Alternatives
- Honeywell Forge Visitor Management
- Toppan Merrill Connect
- Theta Lake Compliance Suite
- Ascent
- Compliance Manager
- Orchid eBound
- TotalCompliance
- FaceUp Whistleblowing System
- Policy & Procedure Management
- Alacra Compliance Enterprise
- Thoropass
- Certemy Employee Compliance Management
- DocMagic
- NNT Change Tracker Enterprise
- Solumina SQM
