Renaissance
Renaissance serves as an all-in-one compliance management system designed to streamline the assignment of critical compliance tasks for broker-dealers and investment advisors. With features such as automated training assignments, compliance questionnaires, conflict of interest tracking, and mobile compatibility, it enhances productivity while ensuring adherence to regulatory requirements efficiently.
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Top Renaissance Features
- Compliance task assignment simplification
- Dynamic reporting dashboard
- User access rights management
- Mobile compatibility for all devices
- Automated email notifications scheduling
- Customizable training program content
- Conflict of interest tracking tools
- Annual compliance meeting management
- Streamlined Form ADV Part 2B creation
- Compliance questionnaire administration
- Risk identification and tracking
- Policy attestation hosting
- Comprehensive training catalogs
- IAR CE requirement compliance
- Audit process management tools
- Real-time compliance activity analysis
- Integration with internal hierarchy
- On-demand training sessions
- Detailed activity disclosure approvals
- User-friendly icon-driven interface
